| Strict liability and
recklessness, Pages 132-4; 159ff; 410; 544ff
B (a minor) v. DPP [2000] 2 WLR 452;
[2000] 1 All ER 833; [2000] 2 Cr App R 65; [2000] Crim LR
403; noted (2000) 11 King's College LJ 261-265 (K. Campbell).
During a bus journey B, a boy aged 15, persistently requested
a 13-year-old girl to perform oral sex. He was charged with
inciting a girl under 14 to commit an act of gross indecency
contrary to s. 1(1) of the Indecency with Children Act 1960.
B claimed that he had honestly believed that the girl was
over 14. Nonetheless, he altered his plea to guilty after
the Youth Court justices ruled that the offence was one of
strict liability in respect of the victim's age, and that
therefore his state of mind concerning her age was irrelevant.
B appealed ultimately to the House of Lords, arguing that
since the Children Act 1960 did not specify a mens rea
requirement, the common law presumption that mens rea was
necessary should apply: and that, since he had thought the
girl was over 14, he lacked the intent or recklessness presumptively
required. The Crown argued that the offence was one of strict
liability following Prince (1875) LR 2 CCR 154 [S&S
p. 158], and that subsequent legislation had confirmed this
approach; especially since an express exception had been created
in s. 6(3) of the 1960 Act whereby belief as to age could
provide a defence in limited circumstances.
In an important decision, the House of Lords allowed B's
appeal. It ruled that the common-law presumption of mens
rea applied to s. 1(1) of the 1960 Act:
"In these circumstances the starting point for a court
is the established common law presumption that a mental
element, traditionally labelled mens rea, is an essential
ingredient unless Parliament has indicated a contrary intention
either expressly or by necessary implication. The common
law presumes that, unless Parliament indicated otherwise,
the appropriate mental element is an unexpressed ingredient
of every statutory offence." (Lord Nicholls)
Specifically, the decision is authority that the common-law
presumption of mens rea is not overridden in the context of
the particular offence in s. 1(1). (B's honest belief therefore
meant he lacked mens rea and must be acquitted.) More
generally, the significance of the decision is that:
- It endorses, resoundingly, the approach taken in Sweet
v. Parsley[1970] AC 132 (HL) [discussed in S&S, s. 6.1,
p. 159ff.] when determining what mens rea, if any,
is required in a statutory offence where the statute is
silent on that issue. The starting point is a strong presumption
that mens rea is required. The presumption is only
to be overridden if there is a necessary implication
that Parliament intended the offence to be strict. This
requirement is fulfilled only if such a reading is 'compellingly
clear' (Lord Nicholls, with whom Lord Irvine agreed), 'sufficiently
clear' (Lord Steyn) or 'necessary' (Lord Hutton, whose speech
Lord Steyn also endorsed; also Lord Mackay).
- Where the presumption of mens rea is not rebutted,
this means that intention or recklessness is required as
to the relevant actus reus elements. Hence a mistake, at
least of the sort B made, has no special status but, rather,
has the same effect as the purported mistake in Morgan
[1976] AC 182: it means simply that the defendant lacks
mens rea.
- Correspondingly, there is no logical space left for the
old independent general defence of 'reasonable mistake'
found in Tolson;(1889) 23 QBD 132. [See
S&S p. 548.] Either the defendant has mens rea
or he does not.
- Although the point is not discussed formally, it seems
that the standard of recklessness required under the common
law presumption is Cunningham recklessness. This
is consonant with the move in recent years toward subjective
assessment of fault, something noted and endorsed by the
House. Given their Lordships' view that a genuine mistake
exculpates, by negativing mens rea, even if that mistake
is unreasonable, it is hard to see how there is any room
for Caldwell recklessness in cases where the statute
is silent and the common law presumption of mens rea
applies.
- Nonetheless, the case modifies the Cunningham test where
the recklessness is in respect of circumstances. As Lord
Nicholls put it (at 841; see also 836), 'the necessary mental
element ... is the absence of a genuine belief by the accused
that the victim was 14 years of age or above.' This is a
negative test of subjective recklessness: D will be held
reckless about a circumstantial element of the offence unless
he had a positive belief that the circumstance was lacking.
It is not required that D actually foresaw the risk that
the girl was aged below 14 years. Rather, it is sufficient
that D lacked a belief that she was over that age. This
seems to confirm the preferred view of the law on recklessness
about circumstances, discussed in Simester and Sullivan,
pp. 132-4 and p. 410 (see, in particular, the second alternative
discussed at p. 134).
None of this means the end of strict liability. Although
the starting point in offences silent on the matter is that
every such offence is presumed to involve mens rea, that presumption
can be overridden. But the decision to override is not to
be taken lightly--only as a matter of necessary implication.
A good example of this is R v K [2001] UKHL 41 (HL),
[2001] Crim LR 134 (CA):
In that case K, aged 26, indecently assaulted V contrary
to s. 14 of the Sexual Offences Act 1956. V was aged 14, and
by s. 14(2) of the 1956 Act a girl under the age of 16 cannot
in law consent to an indecent assault. However, K believed
that V was aged 16, because she had told him so.
The Court of Appeal had refused to overrule the existing
authority that liability is strict as to age in the offence
of indecent assault, notwithstanding the decision of the House
in B v. DPP. This need not have been inconsistent
with B. In K, the Court of Appeal rightly
started with a presumption that the offence in s. 14 required
mens rea as to all elements, but was led by various factors
(in particular, the statutory history) to conclude that the
presumption was overridden in respect of age where the victim
was under 16, and that Parliament had intended that particular
element of the offence to be one of strict liability. The
sorts of factors that might rebut the presumption of mens
rea are discussed in Simester and Sullivan at
pp. 162-7.
Despite this, the House of Lords overruled the Court of Appeal.
Notwithstanding the history, it is not a necessary
implication of the legislation that, in respect of V's age,
the offence is one of strict liability. Given the strength
of the arguments in favour of the view that s. 14 imposes
strict liability (indeed, as Lord Millett notes, that was
clearly Parliament's intention), their Lordships' decision
in K signals clearly that, in serious criminal offences,
the courts will strive hard to uphold the presumption in favour
of mens rea.
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