| Provocation
and characteristics, Pages 347-35
R v. Smith [2000] 4 All ER 289; [2000] 3
WLR 654; [2000] 1 Cr App R 31
The House of Lords has, at last, handed down its 3-2 majority
decision in Smith. A major schism had arisen in the law of
provocation. One line of authority, endorsed in the majority
opinion of the Privy Council in Luc Thiet-Thuan v. R [1999]
AC 131, held that the characteristics of D to be attributed
to the ìreasonable manî were confined to age
and gender when the issue was the degree of self-control to
be required of D in the face of the provocation. Another line
of authority, endorsed by Lord Steyn in his minority opinion
in Luc, extended the category of admissible characteristics
to such psychological conditions as depression, post-traumatic
stress disorder, brain damage, etc. In Smith, majority of
Law Lords (Lords Slynn, Hoffman, and Clyde) adopted the view
of Lord Steyn: D's state of depression should have been considered
by the jury when deciding whether a reasonable person would
have done as D did by way of reaction to the taunts of V.
V's taunt had not been directed as Dís depression.
This conclusion is vigorously contested in the dissenting
speeches of Lords Hobhouse and Millet. As we shall see below,
provocation may remain a turbulent, unsettled body of law.
Of the majority judgments, Lord Slynn's is the least wide-ranging.
In essence, he considered that it would be forensically unworkable
to draw any strict division between, on the one hand, characteristics
admissible on the issue of the weight of the provocation and,
on the other, characteristics allowable on the question of
capacity for self control. Accordingly, he considered that
when applying the reasonable man standard to the facts of
the instant case, the jury should have been directed to consider
how a reasonable man afflicted with D's state of depression
would have reacted to the provocation.
Lords Hoffman and Clyde go further in reshaping the concepts
and language used in this area of law. Neither judge considered
it obligatory for trial judges to make any reference to the
reasonable person when directing juries. They were both of
the view that the nature of the extenuation at issue in provocation
was best explained without reference to any such concept.
Juries should be told that an acceptable standard of self-control
was to be expected from everyone. No licence was to be given
to persons with defective characters, such as the pugnacious,
the unduly excitable, the short-tempered, or the morbidly
jealous. On the other hand, the jury must consider any characteristic
possessed by D that has a just bearing on his capacity to
exercise self-control. It was accepted that this would not
make for clear and coherent doctrine; yet a loss of clarity
was thought to be an acceptable price of doing justice for
defendants.
What is the difference between non-admissible defects of
character and allowable characteristics? As Lord Slynn acknowledged,
there are difficult borderline questions here. Of particular
interest is Lord Hoffmanís discussion of the Australian
case of Stingel v. The Queen [1990] 171 CLR 312, where D had
killed V, the boyfriend of his former partner, on witnessing,
as he had supposed, their act of sexual intercourse. Lord
Hoffman agreed with the High Court of Australia that D's obsession
with his former partner was not to be attributed to the reasonable
person: "Male possessiveness and jealousy should not
today be an acceptable reason for loss of self-control leading
to homicide Indeed, but how do we distinguish conceptually
between Stingel and a case such as Dryden [1995] 4 All ER
987, where D' s obsessive personality (in matters relating
to his land and his rights thereon) was deemed attributable
to the reasonable person? All that may be safely gleaned from
the judgments of Lords Hoffman and Clyde is that an admissible
characteristic may be temporary or permanent, may fall short
of any recognised medical disorder, but will not include the
destabilising effects of drugs or alcohol and shortcomings
of character. Further appellate litigation on the limits to
be placed on attributable characteristics seems assured.
The dissenting judgements forcefully reject the majority
position in terms of legal analysis and even more forcefully
in terms of policy. In their view, unless characteristics
relating to the capacity for self-control are confined to
age and gender, the distinctiveness of the separate defences
of provocation and diminished responsibility is undermined.
Undoubtedly, persons with any form of mental instability who
have lost self-control because of something said or done will
find section 3 of the Homicide Act 1957 more receptive to
their needs than section 2. Of particular note is the opinion
of both dissentients to the effect that the majority judgments
in Smith are incompatible with the earlier decision of the
House of Lords in Morhall [1996] AC 90. If there is incompatibility
then, of course, the majority view need not be followed in
subsequent litigation.
Is Morhall conclusive authority against the majority position
in Smith? The former case decided that an addiction to glue
could be attributed to the reasonable person if D was provoked
by taunts related to his addiction. Smith decides that D's
state of clinical depression can be attributed to the reasonable
person, when determining what degree of self-control should
be shown, even though the provocation was unrelated to his
state of depression. So Smithû;goes further than Morhall.
But there was no argument in Morhall that D's addiction was
relevant to questions of self-control and therefore no decision
on the point, although there were strong dicta to the effect
that age and gender were the only characteristics germane
to the issue of required standards of self-control. Accordingly,
there is no conflict of authority in the strict sense. On
that view, trial judges should follow the majority in Smith
as the authoritative word from the House of Lords on the vexed
question of what characteristics are relevant to the standard
of self-control required.
But how are trial judges to follow Smith? Recall that Lords
Hoffman and Clyde recommended that trial judges eschew reference
to the reasonable man in their directions. But without reference
at all to the reasonable man, the decisive question that Parliament
requires to be put - whether the provocation was enough to
make a reasonable man do as he did -simply cannot be put.
Moreover, Lord Slynn retains the reasonable man standardóthe
reasonable man afflicted, like Smith, with clinical depression
(or whatever other characteristic at issue). As a 3-2 majority
decision, there is therefore no majority consensus in Smith
for dropping all reference to the reasonable person standard.
Judges would be well-advised to make reference to the standard
in their directions, albeit with the gloss that the reasonable
man is merely the ordinary person, an ordinary person attributed
with those characteristics possessed by D which either bear
on the sting of the provocation or bear on the degree of self-control
fairly to be expected of D.
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